Michael Barton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Orion Resource Partners (UK) LLP
FRN 746972
- SMF1 Chief Executive (since 15 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 6 Apr 2023)
- CF30 Customer (9 Aug 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Aug 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Aug 2016 to 8 Dec 2019)
- CF4 Partner (9 Aug 2016 to 8 Dec 2019)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF4 Partner (AR) (25 Apr 2016 to 5 Aug 2016)
- CF30 Customer (25 Apr 2016 to 5 Aug 2016)
HCF International Advisers Limited (no longer approved here)
FRN 230014
- CF23 Corporate Finance Adviser (5 Jan 2006 to 15 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.