Orion Resource Partners (UK) LLP

• Principal Place of Business

  51 Welbeck Street

  2nd Floor

  London

  W1G 9HL

  UNITED KINGDOM

  Phone

  +442034759480

  Web

  https://www.orionrp.com

• Complaints Contact

  51 Welbeck Street

  2nd Floor

  London

  W1G 9HL

  UNITED KINGDOM

  Phone

  +442034759480

• Investment Advice (no pensions)

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Patrick Ham

  IRN AXH07706

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Oct 2018 to 8 Dec 2019)
• George Edward Daniel

  IRN GED01018

  • [FCA CF] Client dealing (since 1 Jan 2021)
• Holly Rosemary Andrews

  IRN HXA00234

  • [FCA CF] Material risk taker (since 1 May 2023)
  • [FCA CF] Client dealing (since 1 May 2023)
• James William Henry Hayter

  IRN JXH00590

  • [FCA CF] Client dealing (since 1 Jun 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2023)
• Kara Hobbs

  IRN KXH01530

  • [FCA CF] Client dealing (19 Dec 2023 to 18 Dec 2024)
• Matthew Heap

  IRN MXH00354

  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2024)
• Michael Anthony Wrotniak

  IRN MXW00549

  • [FCA CF] Client dealing (since 1 Jan 2022)
• Michael Barton

  IRN MXB02203

  • SMF1 Chief Executive (since 15 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 6 Apr 2023)
  • CF4 Partner (9 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (9 Aug 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Aug 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Aug 2016 to 8 Dec 2019)
• Paul Finnerty

  IRN PMF01084

  • [FCA CF] Material risk taker (18 Apr 2023 to 31 Dec 2024)
• Paul Temple

  IRN PJT01115

  • [FCA CF] Material risk taker (18 Apr 2023 to 31 Dec 2024)

No changes recorded yet.