Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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13BOOKS CAPITAL LLP
FRN 924067
- SMF16 Compliance Oversight (since 2 Feb 2021)
- SMF27 Partner (since 2 Feb 2021)
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- CF30 Customer (5 Oct 2019 to 2 Feb 2021)
- CF4 Partner (AR) (5 Oct 2019 to 2 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.