13BOOKS CAPITAL LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Barrett McFadgen
IRN MXM21404
- SMF16 Compliance Oversight (since 2 Feb 2021)
- SMF27 Partner (since 2 Feb 2021)
Spencer George Lake
IRN SGL01019
- SMF27 Partner (since 2 Feb 2021)
Stephen Gibson
IRN SXG21403
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2021)
- SMF27 Partner (since 2 Feb 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.