Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Feb 2022)
- CF30 Customer (21 Jun 2017 to 8 Dec 2019)
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- CF30 Customer (14 Oct 2010 to 7 Oct 2016)
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- CF30 Customer (25 Jun 2008 to 13 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.