Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Feb 2022)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (14 Oct 2010 to 7 Oct 2016)
  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • CF30 Customer (25 Jun 2008 to 13 Sep 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.