Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Sep 2008 to 16 Apr 2010)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (29 Sep 2006 to 29 Jan 2007)
    • CF22 Investment Adviser (Trainee) (5 Jun 2006 to 29 Sep 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (5 Jan 2006 to 22 Mar 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 23 Jun 2005)
  • Caroline Griffiths (no longer approved here)

    FRN 401793

    • Employed By (7 Feb 2005 to 23 Jun 2005)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (3 Mar 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (8 Oct 2002 to 3 Mar 2003)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.