Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- SMF22 Other Local Responsibility (since 7 Mar 2016)
- CF29 Significant management (1 Sep 2015 to 6 Mar 2016)
- CF30 Customer (1 Sep 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 19 May 2015)
- CF21 Investment Adviser (6 May 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.