Michael Andrew Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eclipse Financial Management Limited (no longer approved here)

    FRN 535496

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Sep 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Sep 2022)
    • Responsibility for MCD Intermediation (21 Jun 2016 to 3 Oct 2019)
    • CF10 Compliance Oversight (1 Jul 2011 to 8 Dec 2019)
    • CF1 Director (1 Jul 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2011 to 30 Sep 2018)
  • Direct Life and Pension Services Limited (no longer approved here)

    FRN 155312

    • CF2 Non Executive Director (28 May 2010 to 31 Jan 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 May 2010)
    • CF3 Chief Executive (1 Dec 2001 to 28 May 2010)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 29 Aug 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Jun 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2005)
    • CF1 Director (1 Dec 2001 to 28 May 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.