Eclipse Financial Management Limited

Date authorised
1 April 2013
Companies House
07412856
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Britannia House
    Rushmills
    Northampton
    Northamptonshire
    NN4 7YB
    UNITED KINGDOM
    Phone
    +441604212053
  • Complaints Contact

    Britannia House
    Rushmills
    Northampton
    Northamptonshire
    NN4 7YB
    UNITED KINGDOM
    Phone
    +4401243784000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and oneor more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ball

    IRN AXB01951

    • CF1 Director (AR) (since 13 Jun 2025)
  • Alan John Harris

    IRN AXH00425

    • [FCA CF] Significant management (9 Dec 2019 to 12 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jun 2025)
  • Christopher David Sugden

    IRN CXS00330

    • SMF3 Executive Director (since 27 Feb 2023)
    • [FCA CF] Significant management (since 18 Jan 2023)
  • Christopher Little

    IRN CXL01717

    • SMF3 Executive Director (15 Mar 2023 to 20 Jan 2025)
    • [FCA CF] Significant management (6 Feb 2023 to 28 Mar 2025)
  • Darren Michael Saunders

    IRN DXS81267

    • SMF3 Executive Director (since 18 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2023 to 23 Dec 2025)
    • SMF1 Chief Executive (25 Nov 2022 to 18 Jun 2025)
    • Responsible for Insurance Distribution (25 Nov 2022 to 15 Jul 2025)
    • SMF16 Compliance Oversight (25 Nov 2022 to 15 Jul 2025)
  • David Timothy Merriman

    IRN DXM00444

    • [FCA CF] Significant management (9 Dec 2019 to 3 Feb 2025)
  • Grazyna Wladarz

    IRN GXW00256

    • [FCA CF] Significant management (6 Oct 2021 to 30 Sep 2025)
  • Jude Watson

    IRN JXW00484

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
  • Julian Patrick Kearney

    IRN JPK01034

    • SMF9 Chair of the Governing Body (since 2 Mar 2023)
    • [FCA CF] Significant management (since 18 Jan 2023)
  • Karen Jane Miles

    IRN KXM00281

    • [FCA CF] Significant management (9 Dec 2019 to 15 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.