Michael Andrew Dodds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED

    FRN 197340

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 13 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2024)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (10 Oct 2022 to 27 Oct 2023)
    • [FCA CF] Functions requiring qualifications (10 Oct 2022 to 27 Oct 2023)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 22 Sep 2022)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (27 Dec 2018 to 28 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.