Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 20 Feb 2025)
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- [FCA CF] Client dealing (15 Aug 2022 to 27 Feb 2024)
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- [FCA CF] Material risk taker (30 Mar 2021 to 1 Feb 2022)
- [FCA CF] Algorithmic trading (9 Dec 2019 to 1 Feb 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
- CF30 Customer (19 May 2017 to 8 Dec 2019)
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- CF30 Customer (1 Dec 2009 to 9 Nov 2016)
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- CF30 Customer (1 Dec 2009 to 9 Nov 2016)
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- CF30 Customer (1 Nov 2007 to 9 Nov 2016)
- CF27 Investment Management (1 Oct 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 Nov 2016)
- CF27 Investment Management (30 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.