Michael Alan Feingold

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Feingold Financial Services Limited

    FRN 303451

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 5 Aug 2013)
    • CF22 Investment Adviser (Trainee) (28 Jun 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Jun 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jun 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Broker Mortgages 4 U LIMITED (no longer approved here)

    FRN 624035

    • Employed By (16 Mar 2015 to 7 Nov 2022)
  • Adviser Financial Limited (no longer approved here)

    FRN 595277

    • Employed By (1 Feb 2013 to 26 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

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