Feingold Financial Services Limited

Date authorised
1 April 2013
Companies House
05087823
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Swan Buildings
    20 Swan Street
    Manchester
    M4 5JW
    UNITED KINGDOM
    Phone
    +4401613273603

  • Complaints Contact

    1st Floor
    Swan Buildings
    20 Swan Street
    Manchester
    M4 5JW
    UNITED KINGDOM
    Phone
    +4401613273603

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Richard Davis

    IRN ARD01150

    • CF1 Director (AR) (26 Jun 2014 to 23 Jun 2022)
  • Kumar Sapkota

    IRN KXS00029

    • CF1 Director (AR) (2 Oct 2020 to 20 Jun 2023)
  • Michael Alan Feingold

    IRN MAF01118

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 5 Aug 2013)
    • CF22 Investment Adviser (Trainee) (28 Jun 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Jun 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jun 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Nicola Faye Davis

    IRN NFD01015

    • CF1 Director (AR) (26 Jun 2014 to 6 Feb 2017)
  • Ola Abraham

    IRN MXE84125

    • CF1 Director (AR) (16 Jun 2020 to 17 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.