Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Client dealing (18 Oct 2017 to 23 Aug 2021)
    • [FCA CF] Material risk taker (18 Oct 2017 to 23 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (18 Oct 2017 to 23 Aug 2021)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Material risk taker (6 Mar 2017 to 8 Oct 2017)
    • [FCA CF] Client dealing (6 Mar 2017 to 8 Oct 2017)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 8 Oct 2017)
    • CF29 Significant management (24 Feb 2015 to 29 May 2015)
    • CF30 Customer (14 Nov 2013 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 22 May 2013)
    • CF21 Investment Adviser (20 Aug 2003 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 22 May 2013)
    • CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.