Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 Oct 2017 to 23 Aug 2021)
- [FCA CF] Material risk taker (18 Oct 2017 to 23 Aug 2021)
- [PRA CF] Significant risk taker or Material risk taker (18 Oct 2017 to 23 Aug 2021)
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- [FCA CF] Material risk taker (6 Mar 2017 to 8 Oct 2017)
- [FCA CF] Client dealing (6 Mar 2017 to 8 Oct 2017)
- [FCA CF] Manager of certification employee (6 Mar 2017 to 8 Oct 2017)
- CF29 Significant management (24 Feb 2015 to 29 May 2015)
- CF30 Customer (14 Nov 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 22 May 2013)
- CF21 Investment Adviser (20 Aug 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 22 May 2013)
- CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.