Michael Aaron Cooper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WATERMEAD FINANCIAL LIMITED

    FRN 615369

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (22 May 2014 to 1 Mar 2017)
    • CF1 Director (22 May 2014 to 8 Dec 2019)
    • CF30 Customer (22 May 2014 to 8 Dec 2019)
  • Watermead Financial Ltd (no longer approved here)

    FRN 208354

    • (10)Employed By (1 Dec 2005 to 21 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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