Mervyn David Douglas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SVGC Managers Limited (no longer approved here)
FRN 676513
- CF30 Customer (22 Sep 2015 to 31 Dec 2016)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (1 Nov 2007 to 31 May 2011)
- CF27 Investment Management (16 Oct 2003 to 19 Nov 2004)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF27 Investment Management (24 Mar 2005 to 7 Apr 2006)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
- CF27 Investment Management (1 Dec 2001 to 17 Nov 2002)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF27 Investment Management (1 Dec 2001 to 17 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.