Date authorised
29 September 2015
Companies House
09475460
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    61 Aldwych
    London
    Westminster
    WC2B 4AE
    UNITED KINGDOM
    Phone
    +4402034570057
  • Complaints Contact

    61 Aldwych
    London
    Westminster
    WC2B 4AE
    UNITED KINGDOM
    Phone
    +4402034570057

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Runs Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Balthasar

    IRN CXB02126

    • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
  • David John Bagley

    IRN DJB01555

    • SMF1 Chief Executive (since 1 Dec 2025)
    • SMF3 Executive Director (since 1 Dec 2025)
    • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
  • Edward Leigh Williamson

    IRN ELW01025

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2015 to 31 Jan 2017)
  • Jonathan Windsor Morgan

    IRN JWM01049

    • CF30 Customer (2 Sep 2015 to 31 Dec 2016)
  • Lynn Rosanne Fordham

    IRN LRF00011

    • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2021)
    • CF1 Director (2 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2015 to 8 Dec 2019)
    • CF3 Chief Executive (2 Sep 2015 to 8 Dec 2019)
  • Mervyn David Douglas

    IRN MDD01024

    • CF30 Customer (22 Sep 2015 to 31 Dec 2016)
  • Robin Alexander Winning

    IRN RXW01232

    • CF30 Customer (29 Aug 2015 to 31 Dec 2016)
  • Sam James Watkinson

    IRN SJW01194

    • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
  • Sharad Rathke

    IRN SXR01650

    • CF30 Customer (26 Oct 2015 to 6 Sep 2017)
  • Sidharth Shah

    IRN SXS00814

    • SMF3 Executive Director (since 31 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

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