Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PREMIER FINANCIAL PLANNING LIMITED
FRN 490515
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 16 Sep 2025)
- CF30 Customer (since 16 Sep 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2025)
- Responsibility for MCD Intermediation (21 Mar 2016 to 9 Dec 2025)
- CF11 Money Laundering Reporting (21 Apr 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Apr 2009 to 8 Dec 2019)
- CF30 Customer (21 Apr 2009 to 8 Dec 2019)
- CF8 Apportionment and Oversight (22 Dec 2008 to 31 Mar 2009)
- CF1 Director (22 Dec 2008 to 8 Dec 2019)
- Responsible for Insurance Mediation (22 Dec 2008 to 30 Sep 2018)
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CARDAN (PFP) LTD
FRN 1040272
- Employed By (since 16 Sep 2025)
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- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.