Melwin Mehta

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sterling Investment Management Limited
FRN 933798
- SMF16 Compliance Oversight (since 28 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jan 2025)
- [FCA CF] Material risk taker (since 19 Mar 2021)
- SMF1 Chief Executive (since 19 Mar 2021)
- SMF3 Executive Director (since 19 Mar 2021)
- [FCA CF] Client dealing (since 19 Mar 2021)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- [FCA CF] Client dealing (9 Dec 2020 to 28 Jan 2022)
- CF1 Director (AR) (3 Aug 2017 to 18 Mar 2021)
- CF30 Customer (3 Aug 2017 to 18 Mar 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.