Sterling Investment Management Limited

Date authorised
19 March 2021
Companies House
12660089
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lynwood House
    2-4 Crofton Road
    Orpington
    BR6 8QE
    UNITED KINGDOM
    Phone
    +447766145235
    Web
    https://sterlingim.co.uk

  • Complaints Contact

    4 Pollard Road
    London
    Barnet
    N20 0UB
    UNITED KINGDOM
    Phone
    +4407766145235

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clement Robin Woodbine Parish

    IRN CXP00292

    • Director of firm who is not a certification employee or a SMF manager (since 19 Mar 2021)
  • Edward Anthony Doran

    IRN EAD01015

    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Mar 2021 to 1 Mar 2025)
    • SMF16 Compliance Oversight (19 Mar 2021 to 1 Mar 2025)
  • Melwin Mehta

    IRN MXM04251

    • SMF16 Compliance Oversight (since 28 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jan 2025)
    • SMF3 Executive Director (since 19 Mar 2021)
    • [FCA CF] Client dealing (since 19 Mar 2021)
    • [FCA CF] Material risk taker (since 19 Mar 2021)
    • SMF1 Chief Executive (since 19 Mar 2021)
  • Miles Gregory Nolan

    IRN MGN01018

    • [FCA CF] Client dealing (19 Mar 2021 to 10 Apr 2025)
    • SMF3 Executive Director (19 Mar 2021 to 10 Apr 2025)
  • Pourus Panthakee

    IRN PRP01038

    • SMF3 Executive Director (since 1 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.