Melissa Plaza

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 24 Oct 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Oct 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 1 Oct 2019)
    • CF30 Customer (14 Jan 2016 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Oct 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 1 Oct 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (13 Sep 2012 to 3 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.