Melissa Frances Rose Longley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (7 Oct 2010 to 8 Dec 2019)
  • LONGLEY ASSET MANAGEMENT LIMITED

    FRN 400040

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Jul 2004 to 31 Oct 2007)
    • CF3 Chief Executive (1 Jul 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2004 to 8 Dec 2019)
    • CF1 Director (1 Jul 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Jul 2004 to 31 Oct 2007)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF10 Compliance Oversight (31 Dec 2015 to 11 Apr 2016)
    • CF11 Money Laundering Reporting (31 Dec 2015 to 11 Apr 2016)
  • Gallium Fund Solutions Limited (no longer approved here)

    FRN 487176

    • CF30 Customer (1 Nov 2013 to 23 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.