Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Significant management (21 Mar 2023 to 6 Jun 2024)
    • [FCA CF] Material risk taker (6 Dec 2022 to 6 Jun 2024)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 21 Mar 2023)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Significant management (21 Mar 2023 to 6 Jun 2024)
    • [FCA CF] Material risk taker (6 Dec 2022 to 6 Jun 2024)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 21 Mar 2023)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Significant management (21 Mar 2023 to 6 Jun 2024)
    • [FCA CF] Material risk taker (6 Dec 2022 to 6 Jun 2024)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 21 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.