Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 29 Jun 2021)
    • CF30 Customer (since 29 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (since 10 Mar 2021)
    • (1)Employed By (since 29 Jun 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (12 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (11 Jan 2012 to 9 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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