Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chang Hwa Commercial Bank Ltd (no longer approved here)

    FRN 204643

    • CF10 Compliance Oversight (20 Nov 2009 to 7 Apr 2011)
    • CF11 Money Laundering Reporting (20 Nov 2009 to 7 Apr 2011)
    • CF28 Systems and controls (20 Nov 2009 to 7 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.