Chang Hwa Commercial Bank Ltd

• Principal Place of Business

  4th Floor

  6-8 Tokenhouse Yard

  London

  EC2R 7AS

  UNITED KINGDOM

  Phone

  +4402076006600

• Complaints Contact

  4th Floor

  6-8 Tokenhouse Yard

  London

  EC2R 7AS

  UNITED KINGDOM

  Phone

  +4402076006600

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ai-Chen Wu

  IRN AXW00896

  • [FCA CF] Manager of certification employee (since 2 Jul 2024)
  • [FCA CF] Material risk taker (since 2 Jul 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 2 Jul 2024)
• Chao-Yin Hsu Lai

  IRN CXH01903

  • CF1 Director (13 Apr 2015 to 5 Feb 2016)
• Cheng-Yi Hsieh

  IRN CXH01673

  • SMF19 Head of Overseas Branch/Head of Overseas (10 Aug 2017 to 30 Dec 2022)
• Chia-Ling Huang

  IRN CXH26432

  • [PRA CF] Significant risk taker or Material risk taker (28 Dec 2017 to 6 Jan 2023)
  • [FCA CF] Manager of certification employee (28 Dec 2017 to 6 Jan 2023)
  • [FCA CF] Material risk taker (28 Dec 2017 to 6 Jan 2023)
• Chien-An Shih

  IRN CXS01981

  • CF1 Director (4 Sep 2012 to 5 Feb 2015)
• Chih-Ming Kuo

  IRN CXK01270

  • CF3 Chief Executive (4 Dec 2008 to 4 Dec 2008)
  • CF8 Apportionment and Oversight (4 Dec 2008 to 31 Mar 2009)
• Chih-Yuan Chen

  IRN CXC00227

  • [FCA CF] Manager of certification employee (3 Mar 2021 to 2 Jul 2024)
  • [FCA CF] Material risk taker (3 Mar 2021 to 2 Jul 2024)
  • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2021 to 2 Jul 2024)
• Ching-Kao Lin

  IRN CXL01146

  • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Oct 2003)
• Dai-Lin Chan

  IRN DXC26430

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Mar 2021)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Mar 2021)
  • [FCA CF] Material risk taker (7 Mar 2016 to 3 Mar 2021)
• Hsiu-Huei Fan

  IRN HXF01067

  • CF28 Systems and controls (1 Nov 2007 to 5 May 2009)
  • CF15 Internal Audit (23 May 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (29 Sep 2004 to 5 May 2009)

No changes recorded yet.