Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Material risk taker (1 Oct 2019 to 15 Jun 2023)
    • [FCA CF] Manager of certification employee (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 15 Oct 2019)
    • [FCA CF] Material risk taker (31 Jan 2020 to 15 Jun 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Oct 2013 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 19 Apr 2013)
    • CF21 Investment Adviser (8 Sep 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 19 Apr 2013)
    • CF21 Investment Adviser (8 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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