Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Apr 2024 to 2 Jul 2025)
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- [FCA CF] Material risk taker (6 Dec 2021 to 9 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (6 Dec 2021 to 9 Feb 2024)
- [FCA CF] Client dealing (6 Dec 2021 to 9 Feb 2024)
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- [FCA CF] Material risk taker (15 Nov 2019 to 24 Nov 2021)
- [FCA CF] Client dealing (16 Jul 2018 to 24 Nov 2021)
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- [FCA CF] Material risk taker (12 Jan 2017 to 24 Nov 2021)
- [FCA CF] Client dealing (11 Nov 2016 to 24 Nov 2021)
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- CF30 Customer (21 Apr 2015 to 6 Mar 2016)
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- CF30 Customer (11 Oct 2012 to 10 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.