Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (9 Apr 2024 to 2 Jul 2025)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (6 Dec 2021 to 9 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Dec 2021 to 9 Feb 2024)
    • [FCA CF] Client dealing (6 Dec 2021 to 9 Feb 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (15 Nov 2019 to 24 Nov 2021)
    • [FCA CF] Client dealing (16 Jul 2018 to 24 Nov 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (12 Jan 2017 to 24 Nov 2021)
    • [FCA CF] Client dealing (11 Nov 2016 to 24 Nov 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (21 Apr 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (11 Oct 2012 to 10 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.