Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vespa Capital LLP
FRN 487255
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10a CASS Oversight function (7 Jun 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Apr 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Apr 2014 to 8 Dec 2019)
- CF30 Customer (3 Apr 2014 to 8 Dec 2019)
- CF4 Partner (10 Nov 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.