Date authorised
1 April 2013
Companies House
OC337717
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 St. James's Square
    London
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +442039344444
  • Complaints Contact

    3 St. James's Square
    London
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +442039344444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Vespa Capital Partners Limited

    IRN XXV01027

    • CF4 Partner (23 Sep 2008 to 11 Oct 2019)
  • Alexander Parker

    IRN AXP03052

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (4 May 2018 to 8 Dec 2019)
  • Christopher Harp

    IRN CXH00320

    • [FCA CF] Client dealing (since 4 Jan 2021)
  • David Forbes

    IRN DXF01585

    • SMF27 Partner (since 10 Feb 2021)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (16 Oct 2015 to 8 Dec 2019)
  • Denis Andre Jacques Leroy

    IRN DAL01106

    • CF30 Customer (20 Apr 2009 to 8 Dec 2019)
  • Joe Lip Poh Seet

    IRN JLS01064

    • CF30 Customer (23 Sep 2008 to 1 Mar 2009)
  • Katya Hawrylak

    IRN KXH01871

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (11 Jul 2017 to 8 Dec 2019)
  • Keelin O'Sullivan

    IRN KXO00121

    • [FCA CF] Client dealing (16 May 2022 to 31 Dec 2024)
  • Khidhr Shafiq

    IRN KXS02540

    • SMF27 Partner (since 29 Jun 2023)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (19 Jan 2017 to 8 Dec 2019)
  • Linda Hoglund

    IRN LXH00531

    • [FCA CF] Client dealing (since 22 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.