Vespa Capital LLP

• Principal Place of Business

  3 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442039344444

  Web

  https://www.vespacapital.com

• Complaints Contact

  3 St. James's Square

  London

  SW1Y 4JU

  UNITED KINGDOM

  Phone

  +442039344444

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Sale

  IRN LXS00738

  • [FCA CF] Client dealing (since 6 Jan 2025)
• Luke Burton

  IRN LXB30963

  • [FCA CF] Client dealing (since 5 Sep 2022)
• Matthew William Lyons

  IRN MWL01013

  • SMF27 Partner (9 Jan 2020 to 26 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2023)
  • CF30 Customer (23 Jan 2009 to 16 May 2013)
  • CF4 Partner (23 Jan 2009 to 25 Oct 2013)
• Megan Howell Lester

  IRN MHL01039

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF10a CASS Oversight function (7 Jun 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (3 Apr 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Apr 2014 to 8 Dec 2019)
  • CF4 Partner (10 Nov 2008 to 8 Dec 2019)
• Nigel Derek Hammond

  IRN NDH01026

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Sep 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Sep 2008 to 31 Mar 2014)
  • CF10 Compliance Oversight (23 Sep 2008 to 31 Mar 2014)
  • CF4 Partner (23 Sep 2008 to 8 Dec 2019)
• Rob Sowood

  IRN RXS00654

  • [FCA CF] Client dealing (since 12 Apr 2021)
• SAM CALDER

  IRN SXC00502

  • [FCA CF] Client dealing (since 1 Jan 2020)
• Samuel Calder

  IRN SXC02990

  • CF30 Customer (10 Jul 2017 to 8 Dec 2019)
• Thomas Eric Chaloner

  IRN TEC01015

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (11 Nov 2013 to 8 Dec 2019)
  • CF4 Partner (11 Nov 2013 to 8 Dec 2019)

No changes recorded yet.