Maxwell Peter Weatherby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peregrine & Black Investment Management Limited

    FRN 757727

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2024)
    • [FCA CF] Client dealing (since 30 Nov 2023)
  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 472929

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Apr 2021)
    • CF11 Money Laundering Reporting (13 Dec 2012 to 8 Aug 2014)
    • CF1 Director (16 Nov 2010 to 29 Jul 2016)
    • CF30 Customer (8 Apr 2009 to 8 Dec 2019)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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