Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caesar & Howie
FRN 313791
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Mar 2023)
- [FCA CF] Client dealing (since 28 Feb 2023)
- [PRA CF] Key function holder (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.