Caesar & Howie

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 George Street
    Bathgate
    West Lothian
    EH48 1PG
    UNITED KINGDOM
    Phone
    +4401506815900
    Web
    https://www.caesar-howie.co.uk

  • Complaints Contact

    29 George Street
    Bathgate
    West Lothian
    EH48 1PG
    UNITED KINGDOM
    Phone
    +4401506815900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Robert Macfarlane

    IRN AXM00699

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 5 Nov 2024)
    • [FCA CF] Significant management (since 5 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • David Haig Borrowman

    IRN DHB01075

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Mar 2021)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • Graham Pattison Irvine

    IRN GPI01005

    • Responsible for Insurance Distribution (since 20 Dec 2021)
    • Responsibility for MCD Intermediation (since 20 Dec 2021)
    • SMF16 Compliance Oversight (since 20 Dec 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (8 Jan 2005 to 8 Dec 2019)
  • Ivor David Klayman

    IRN IDK01014

    • Responsible for Insurance Mediation (14 Jan 2005 to 26 Nov 2015)
    • CF4 Partner (8 Jan 2005 to 26 Nov 2015)
  • Maxine Colman

    IRN MXC00484

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2023)
    • [FCA CF] Client dealing (since 28 Feb 2023)
    • [PRA CF] Key function holder (since 9 Dec 2019)
  • Robert William Shaw

    IRN RWS01083

    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF4 Partner (31 Oct 2004 to 26 Nov 2015)

Recent activity

Updates to this firm's record on the FCA register.

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