Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Proprietary trader (since 20 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jul 2020)
    • CF10 Compliance Oversight (2 Dec 2019 to 8 Dec 2019)
    • CF29 Significant management (2 Dec 2019 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (23 May 2016 to 22 Jun 2016)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (23 May 2016 to 22 Jun 2016)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (21 Apr 2008 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.