Date authorised
2 December 2019
Companies House
11694417
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Old Bailey
    London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +4402071559874
  • Complaints Contact

    20 Old Bailey
    London
    EC4M 7AN
    UNITED KINGDOM
    Phone
    +4402071559874

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Xu

    IRN AXX00010

    • [FCA CF] Proprietary trader (since 19 May 2025)
  • Aidan Gottlieb

    IRN AXG00985

    • [FCA CF] Proprietary trader (since 28 Nov 2024)
  • Albert Warner

    IRN AXW00482

    • [FCA CF] Proprietary trader (since 18 Nov 2021)
    • [FCA CF] Material risk taker (18 Nov 2021 to 31 Dec 2021)
  • Aldo Van Audenaerde

    IRN AXV00213

    • SMF3 Executive Director (30 Apr 2024 to 16 Sep 2024)
    • [FCA CF] Material risk taker (30 Apr 2024 to 16 Sep 2024)
  • Alexander Huw Fisher

    IRN AXF00565

    • SMF3 Executive Director (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Proprietary trader (since 1 Jan 2025)
    • [FCA CF] Algorithmic trading (since 1 Jan 2025)
  • Alexandru Balaban

    IRN AXB04279

    • [FCA CF] Proprietary trader (since 21 Feb 2024)
  • Andrew Middlemass

    IRN AXM62433

    • [FCA CF] Proprietary trader (since 15 Aug 2025)
  • Antti Reijo Saviluoto

    IRN AXS05148

    • SMF4 Chief Risk (since 6 Apr 2024)
    • [FCA CF] Material risk taker (since 6 Apr 2024)
  • Anurag Maheshwari

    IRN AXM05328

    • [FCA CF] Proprietary trader (since 24 Jul 2024)
  • Arlen Greenberg

    IRN AXG00901

    • [FCA CF] Proprietary trader (since 15 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

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