Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 1 Oct 2019)
- [FCA CF] Material risk taker (since 15 Dec 2017)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2017)
- [FCA CF] Client dealing (since 30 Oct 2017)
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- CF30 Customer (1 Nov 2007 to 4 Jul 2011)
- CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.