Maxim Safonov

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • SMF1 Chief Executive (22 Jan 2022 to 23 Dec 2022)
    • SMF3 Executive Director (21 Jul 2020 to 23 Dec 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (13 Feb 2019 to 19 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 19 Nov 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (19 Mar 2018 to 19 Nov 2019)
    • [FCA CF] Manager of certification employee (20 Dec 2017 to 19 Nov 2019)
    • [FCA CF] Client dealing (13 Sep 2017 to 19 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 21 Apr 2010)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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