Mauro Sergio Ivano Arcidiacono

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 2 Feb 2022)
    • CF1 Director (AR) (since 29 Jul 2021)
    • CF30 Customer (since 29 Jul 2021)
    • [FCA CF] Client dealing (22 Apr 2020 to 2 Feb 2022)
    • [FCA CF] Functions requiring qualifications (22 Apr 2020 to 2 Feb 2022)
  • Cathedral Financial Planning (UK) Ltd

    FRN 623812

    • Employed By (since 29 Jul 2021)
    • Employed By (15 Jul 2014 to 24 Jul 2020)
  • P J Clifton Financial Services (no longer approved here)

    FRN 121738

    • CF22 Investment Adviser (Trainee) (21 Jul 2006 to 3 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.