Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (28 Nov 2017 to 10 Sep 2020)
    • [FCA CF] Material risk taker (13 Oct 2017 to 10 Sep 2020)
    • [FCA CF] Client dealing (20 Jun 2017 to 10 Sep 2020)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (28 Nov 2017 to 10 Sep 2020)
    • [FCA CF] Material risk taker (13 Oct 2017 to 10 Sep 2020)
    • [FCA CF] Client dealing (27 Sep 2017 to 10 Sep 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Aug 2005 to 7 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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