Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 30 Sep 2025)
    • [FCA CF] Client dealing (since 20 Apr 2022)
    • CF22 Investment Adviser (Trainee) (3 May 2006 to 30 May 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Client dealing (7 Mar 2016 to 4 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Feb 2022)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (1 Nov 2007 to 26 Jun 2008)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Nov 2007 to 26 Jun 2008)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.