Matthew Thomas Wood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lancaster Investment Management LLP
FRN 472385
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF27 Investment Management
- CF3 Chief Executive (26 Nov 2007 to 15 Nov 2010)
- CF30 Customer (26 Nov 2007 to 8 Dec 2019)
- CF4 Partner (26 Nov 2007 to 8 Dec 2019)
Magnetar Financial (UK) LLP (no longer approved here)
FRN 447225
- CF21 Investment Adviser (30 Aug 2006 to 28 Sep 2007)
- CF27 Investment Management (30 Aug 2006 to 28 Sep 2007)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF27 Investment Management (17 Jan 2003 to 5 Dec 2003)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF27 Investment Management (17 Jan 2003 to 5 Dec 2003)
Nomura International Plc (no longer approved here)
FRN 124422
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.