Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 5 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (since 5 Apr 2022)
- CF30 Customer (9 Sep 2013 to 1 Jul 2016)
-
SDG Wealth Management Ltd
FRN 916711
- (3)Employed By (since 5 Apr 2022)
-
- [FCA CF] Functions requiring qualifications (5 Oct 2020 to 28 Dec 2021)
- [FCA CF] Client dealing (5 Oct 2020 to 28 Dec 2021)
-
- CF30 Customer (30 Jul 2019 to 25 Sep 2020)
-
- (5)Employed By (30 Jul 2019 to 25 Sep 2020)
-
- CF30 Customer (23 Aug 2016 to 3 Jan 2017)
-
- CF30 Customer (8 May 2012 to 9 Sep 2013)
-
- CF30 Customer (5 Mar 2010 to 10 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.