Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 20 Apr 2023)
    • [FCA CF] Client dealing (since 20 Apr 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Mar 2023)
    • CF30 Customer (21 Jan 2013 to 30 Mar 2023)
  • CDC Consultancy Limited (no longer approved here)

    FRN 768246

    • Employed By (7 Feb 2018 to 30 Mar 2023)
  • Crawford Drake Limited (no longer approved here)

    FRN 582337

    • Employed By (21 Jan 2013 to 30 Mar 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (24 Jul 2012 to 28 Jan 2013)
  • Ashley Law Limited (no longer approved here)

    FRN 498488

    • Employed By (24 Jul 2012 to 28 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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