Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aventur Wealth Ltd
FRN 968770
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 20 Apr 2023)
- [FCA CF] Client dealing (since 20 Apr 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Mar 2023)
- CF30 Customer (21 Jan 2013 to 30 Mar 2023)
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- Employed By (7 Feb 2018 to 30 Mar 2023)
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- Employed By (21 Jan 2013 to 30 Mar 2023)
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- CF30 Customer (24 Jul 2012 to 28 Jan 2013)
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- Employed By (24 Jul 2012 to 28 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.