Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
- [FCA CF] Significant management (since 3 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (24 May 2016 to 26 Jan 2024)
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- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2024)
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MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2024)
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HSBC UK Bank Plc
FRN 765112
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 26 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.