Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
    • [FCA CF] Significant management (since 3 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (24 May 2016 to 26 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 26 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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