Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF18 Other Overall Responsibility (1 Oct 2021 to 11 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 26 Aug 2011)
    • CF26 Customer Trading (21 Jan 2004 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF18 Other Overall Responsibility (1 Oct 2021 to 11 Jun 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 26 Aug 2011)
    • CF26 Customer Trading (21 Jan 2004 to 31 Oct 2007)
  • IG Trading and Investments Limited (no longer approved here)

    FRN 944492

    • SMF18 Other Overall Responsibility (23 Dec 2021 to 11 Jun 2024)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF29 Significant management (14 Nov 2012 to 23 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.