Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IG Index Limited
FRN 114059
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF18 Other Overall Responsibility (1 Oct 2021 to 11 Jun 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (1 Nov 2007 to 26 Aug 2011)
- CF26 Customer Trading (21 Jan 2004 to 31 Oct 2007)
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IG Markets Limited
FRN 195355
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF18 Other Overall Responsibility (1 Oct 2021 to 11 Jun 2024)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
- CF30 Customer (1 Nov 2007 to 26 Aug 2011)
- CF26 Customer Trading (21 Jan 2004 to 31 Oct 2007)
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- SMF18 Other Overall Responsibility (23 Dec 2021 to 11 Jun 2024)
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- CF29 Significant management (14 Nov 2012 to 23 Oct 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.