Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (26 Sep 2008 to 2 Feb 2018)
- CF11 Money Laundering Reporting (8 Jan 2007 to 19 Mar 2018)
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- CF1 Director (27 Mar 2003 to 30 Jun 2006)
- CF10 Compliance Oversight (27 Mar 2003 to 30 Jun 2006)
- CF21 Investment Adviser (27 Mar 2003 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.