Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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R.J. O'Brien Limited
FRN 114120
- [FCA CF] CASS oversight function (since 2 Jan 2026)
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Gain Capital UK Limited
FRN 113942
- [FCA CF] CASS oversight function (since 31 Mar 2021)
- CF10a CASS Oversight function (17 May 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.