Matthew John Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Nov 2024)
    • [FCA CF] Client dealing (since 29 Nov 2024)
    • CF30 Customer (since 19 Nov 2024)
    • CF1 Director (AR) (since 19 Nov 2024)
    • CF1 Director (AR) (8 Oct 2024 to 10 Oct 2024)
    • CF30 Customer (8 Oct 2024 to 10 Oct 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Nov 2024)
    • CF1 Director (AR) (18 Oct 2018 to 29 Nov 2024)
    • CF30 Customer (24 Aug 2012 to 29 Nov 2024)
  • A & J Financial Enterprises Ltd (no longer approved here)

    FRN 501293

    • Employed By (20 Jan 2012 to 2 Jul 2012)
  • The Mortgage Practice (Wales) Ltd (no longer approved here)

    FRN 436603

    • Employed By (15 Dec 2009 to 3 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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