This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

A & J Financial Enterprises Ltd

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FRN: 501293
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12J Shed Wharf

Kings Road

Swansea

West Glamorgan

SA1 8PL

UNITED KINGDOM

Phone

+4401792516206

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Amber Louise Harding
IRN XHA01000
- Employed By (27 May 2009 to 31 Oct 2018)
Dawn Leslie Davies
IRN DLD00007
- Employed By (27 Mar 2012 to 2 Jul 2012)
Jonathan David Leslie Evans
IRN JDE00009
- Employed By (26 May 2009 to 31 Oct 2018)
Matthew John Williams
IRN MJW01535
- Employed By (20 Jan 2012 to 2 Jul 2012)
Susan Bond
IRN SMB00032
- Employed By (30 Jul 2014 to 14 Oct 2015)
Terence Keen
IRN TXK00012
- Employed By (6 Feb 2012 to 2 Jul 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.